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Sunday, February 25, 2018

PCR granted where defendant claimed defense at guilty plea State v Belton

PCR granted where defendant claimed defense at guilty plea
  
STATE OF NEW JERSEY,

     Plaintiff-Respondent,            APPROVED FOR PUBLICATION

v.                                       December 26, 2017

                                        APPELLATE DIVISION
ANWAR H. BELTON, a/k/a HASON
BELTON, a/k/a HASON LYON,
a/k/a ANWAR BELTON, a/k/a
ANWAR BELTRON,

     Defendant-Appellant.
___________________________________

         Submitted November 13, 2017 รข“ Decided December 26, 2017

         Before Judges Sabatino, Ostrer and Whipple.

         On appeal from Superior Court of New Jersey,
         Law Division, Atlantic County, Indictment
         No. 10-09-2272.  
                                    SUPERIOR COURT OF NEW JERSEY
                                    APPELLATE DIVISION
                                    DOCKET NO. A-0971-16T1


         Joseph E. Krakora, Public Defender, attorney
         for appellant (Karen A. Lodeserto, Designated
         Counsel, on the brief).

         Damon G. Tyner, Atlantic County Prosecutor,
         attorney for respondent (John J. Santoliquido,
         Assistant Prosecutor, of counsel and on the
         brief).

     The opinion of the court was delivered by

OSTRER, J.A.D.

     Defendant Anwar H. Belton appeals from a September 14, 2016

order denying, without an evidentiary hearing, his petition for
post-conviction relief (PCR).                Defendant collaterally challenges

his    conviction,     after      a        plea,      of    first-degree         aggravated

manslaughter.

       We reverse.        We conclude that defendant, in the course of

his plea allocution, suggested a defense of others that was

inconsistent with guilt; his waiver of that defense was not

knowingly    made;    therefore,           he       did   not   present     a    sufficient

factual basis of guilt.             In reaching this conclusion, we apply

the    principles    set    forth      in       State      v.   Urbina,    

(2015), although that case involved a claim of self-defense,

rather than the defense of others, suggested in the course of a

guilty plea.        In view of defendant's contemporaneous claim of

innocence, the failure to elicit a sufficient factual basis was

of constitutional dimension and warrants PCR.                              See State v.

D.D.M., 
140 N.J. 83, 95 (1995); State v. Mitchell, 

577-78 (1992).

                                             I.

       Defendant    was    indicted         and      charged,     along    with    a   woman

named Erika Pugh, also known as "Sparkles," with murder, theft

from the victim, and endangering an injured victim.                               Pugh was

also    charged     with    prostitution.                 Defendant   was       offered   an

agreement    to     plead    to       an     amended        charge    of    first-degree

aggravated manslaughter, in return for a recommended twelve-year




                                                2                                  A-0971-16T1
prison term subject to the No Early Release Act, 

7.2, and dismissal of the remaining charges.

    In his allocution, defendant contended that he was roused

from his sleep in an Atlantic City motel by frantic requests for

help by Pugh and another woman.             Both women were involved in an

altercation with a man.             When the man began biting down on

Pugh's hand, refusing to let go, defendant said he put the man

in a headlock to get him to release Pugh's hand.                         The man

relented    only   after   he   began   "snoring."        The   man    died   soon

thereafter.

    In     the   plea   colloquy,    defense    counsel    first      established

that Pugh woke defendant, who admitted he had only met Pugh that

night.   We quote the colloquy at length:

            [DEFENSE COUNSEL:]    Okay.   So she [Pugh]
            came knocking on your door sometime in the
            middle of the night, correct?

            [DEFENDANT:]    Yes.

            [DEFENSE COUNSEL:]      And Miss Pugh was
            actually not dressed at the time that she
            came knocking on your door.

            [DEFENDANT:]    Yes, Your Honor.       I mean รข

            [DEFENSE COUNSEL:] That's okay. . . . And
            she   indicated   to  you   something   about
            somebody took my money, come help me,
            somebody took my money; is that correct?

            [DEFENDANT:] No, she didn't say that yet.
            She just came screaming help.




                                        3                                A-0971-16T1
        [DEFENSE COUNSEL:] Help, okay. So you     went
         outside and tell the judge primarily in   your
         own words what happened after you         went
         outside, and if there's some questions    that
         I'll have to ask you, I'll ask you.

         [DEFENDANT:] When I came to the door and I
         seen Miss Pugh, she was in the nude and she
         was screaming help, help, help! And I came
         to the door, first I was looking at her,
         then I looked down the hallway because there
         was some more noise coming, well not the
         hallway but down the corridor of the top
         floor. And I seen the girl, the young lady
         that I did come down with, Candy, and the
         victim.   And he was like, he was a little,
         he had his shirt off, he was a little
         hysterical.

              So I just went over there and told him
         to calm down and be quiet, to go back in and
         find out what was going on. And when we got
         on the inside, she's saying he took her
         money.   He's saying they robbed him.   Then
         he got real agitated and I told him relax, I
         didn't come for that.    Then Sparkle[s] is
         screaming, beat him up, get my money. And I
         says to her shut up, because I didn't even
         know her.

              And in the process of that Candy says,
         is there some more money around here?   And
         she wants to touch the guy, and when she
         touches the guy, he gets real belligerent
         and starts assaulting her.  And I tried to
         stop it and me and him got into an
         altercation.1

1
  The record before us does not include reports of the police or
medical examiner, or statements of the victim's wife. However,
we surmise, from references to these documents, that there was
evidence that the victim had visited a casino hotel with his
wife; he had consumed cocaine and alcohol; and after his wife
went to their room, the victim departed in the company of two
women and went to the motel where he ultimately died.



                               4                          A-0971-16T1
    Defendant then described his effort to defend Pugh, as the

victim bit her hand:

            [DEFENDANT:]   [cont'd] And in between that
            altercation Sparkles got in, intervened, and
            he starts biting Sparkles, and when he's
            biting Sparkles, I'm trying to get him off
            of Sparkles, he's biting and she's screaming
            and doing whatever she can to get him off of
            her. And by the time I get ready to let go
            was when I heard like, I heard him snoring.

            [DEFENSE COUNSEL:] Okay. Now prior to you,
            when you say let go, you actually had your
            arm, or your had his head in a headlock,
            correct?

            [DEFENDANT:]     Yes.

            [DEFENSE COUNSEL:]   Okay.  And during that
            time period when you had [the victim's] head
            in a headlock, you held him for a period of
            time until he let her go.

            [DEFENDANT:]     Let go of her hand.

            [DEFENSE COUNSEL:]       Okay.

            [DEFENDANT:]     I let go of him when he let go
            of her hand.

    Defense      counsel     then    attempted   to   elicit    defendant's

admission    that   he     acted    with   indifference   to   human   life.

Defendant insisted that he was "trying to stop [the victim] from

hurting" Pugh.

            [DEFENSE COUNSEL:]   . . .   What I'm asking
            you is, when the gentleman was down on the
            ground   and  he   wasn't  responding,  you,
            Sparkle[s] and Candy left the room.

            [DEFENDANT:]     Yes.



                                       5                           A-0971-16T1
        [DEFENSE COUNSEL:]    Okay.   And would you
         agree that by leaving the room and not
         offering him any aid, that you actually,
         that action alone showed indifference to his
         life.

         [DEFENDANT:]    No, I don't believe in that,
         to be honest.

         [DEFENSE COUNSEL:]    You don't.      Well then
         we're not going to have a plea.

         [DEFENDANT:]   Well I did everything I can
         do, but I'm not going to say I showed
         indifference, because I was trying to stop
         him from hurting her.

         [DEFENSE COUNSEL:]      I understand that.
         That's not the question.     The question is
         after the fact when he was down on the
         ground you didn't offer him any medical aid.

         [DEFENDANT:]    No.   I said I left him there.

         [DEFENSE COUNSEL:]   Okay.    What I'm saying
         to you is the fact of you leaving him there
         and    not   assisting    him    is   extreme
         indifference because you didn't assist him
         when you knew he needed assistance.

         [DEFENDANT:]     Yeah, but the ambulance was
         there.

    The prosecutor elicited that defendant disregarded the risk

that he might cause the victim's death:

         [PROSECUTOR:] . . . [Y]ou agree what you
         were doing was affecting his ability to
         breathe?

         [DEFENDANT:]    I might have contribute [sic].

         [PROSECUTOR:] Okay. And you agree based on
         your actions and everything that occurred




                                 6                         A-0971-16T1
          there was a conscious disregard of the
           probability of death of . . . the victim?

           [DEFENDANT:]     No, I wouldn't say that
           because then I would thought that he would
           die at that moment.

           THE   COURT:      Well   the          question    was
           probability, not a certainty.

           THE DEFENDANT:    Oh, probability?            Oh yes,
           well I can't, yeah, okay.

           [PROSECUTOR:] And you disregarded that risk
           when you were doing what happened, what you
           described, right?

           [DEFENDANT:]     Yes.

    As   the   judge     began   to   say   he   was   satisfied   with      the

allocution, the prosecutor interrupted to express his concern

that defendant may have expressed a defense of others:

           [PROSECUTOR:]    Judge, maybe the court รข“ I
           mean from what he is saying there's the
           possibility   that   there's  a  defense of
           others.    As long as he understands he's
           waiving that possible defense in order to
           take the benefits of this plea agreement.
           So I don't know if the court can maybe
           inquire about that.

    The judge then asked defense counsel if she had talked to

her client about that defense.            She admitted she had not.          The

judge   conducted   an    off-the-record      conference    at   the    bench.

After a break of unknown duration, the court went back on the

record, whereupon defendant purported to waive the defense.

           [DEFENSE COUNSEL:]    Judge, I did discuss
           with Mr. Belton any defenses that could have



                                      7                                A-0971-16T1
            been brought up as a result of what his
            colloquy   is   today  and   we  are after
            discussing it giving up any rights to any
            defenses that may have been presented in
            exchange for the plea agreement.

            THE COURT:      All right.          That's correct, Mr.
            Belton?

            THE DEFENDANT:        Yes, Your Honor.

      The   judge   found       that   defendant's         plea   was    freely    and

voluntarily    entered     and    satisfied      the   elements     of   aggravated

manslaughter.       Notably, at the subsequent sentencing hearing,

defendant stated he was reluctant to enter the plea agreement,

and   reiterated    that    he   acted    in     Pugh's    defense.       The     court

sentenced    defendant     in    accord       with   the   plea   agreement.        On

direct appeal, we affirmed the sentence on an Excessive Sentence

Oral Argument calendar, but remanded for a correction of jail

credits. State v. Belton, No. A-0389-14 (App. Div. May 6, 2015).

                                         II.

      Defendant thereafter filed a "motion for post-conviction

relief" and a motion to withdraw his plea, pursuant to Rule

3:21-1.     He contended:

            POINT I

            THE TRIAL COURT ERRED WHEN IT SENTENCED
            DEFENDANT TO A TERM GREATER THAN THE CO-
            DEFENDANT WHEN THE CO-DEFENDANT CONTRIBUTED
            TO VICTIM[']S DEATH FAR MORE THAN DEFENDANT
            IN VIOLATION OF THE EQUAL PROTECTIONS UNDER
            STATE AND FEDERAL CONSTITUTIONS.




                                          8                                 A-0971-16T1
        POINT II

         COUNSEL WAS INEFFECTIVE FOR WITHHOLDING THE
         DEFENSE OF OTHERS AND NOT DISCUSSING THIS
         DEFENSE IN DETAIL TO DEFENDANT IN VIOLATION
         OF NEW JERSEY CONST. ART. I PAR. X.

         POINT III

         THE DEFENDANT[']S PLEA OF GUILT DOES NOT
         SUPPORT    A    FIRST    DEGREE AGGRAVATED
         MANSLAUGHTER CONVICTION.

In a counseled brief, defendant contended:

         POINT I

         BECAUSE TRIAL AND [sic] PROVIDED INEFFECTIVE
         ASSISTANCE OF COUNSEL, AND BECAUSE THE
         PETITIONER WAS PREJUDICED THEREBY, THE COURT
         SHOULD GRANT PETITIONER'S MOTION FOR POST-
         CONVICTION RELIEF.      IN THE ALTERNATIVE,
         BECAUSE THE PETITIONER HAS PRESENTED AT
         LEAST PRIMA FACIE PROOF THAT HE HAD BEEN
         DEPRIVED OF THE EFFECTIVE ASSISTANCE OF
         COUNSEL, THE COURT SHOULD GRANT HIM AN
         EVIDENTIARY HEARING ON THIS ISSUE.

         A.   TRIAL   COUNSEL   FAILED   TO PROPERLY
         INVESTIGATE THE MERITS OF THE STATE'S CASE
         AGAINST PETITIONER AND EFFECTIVELY ADVISE
         PETITIONER OF HIS LEGAL DEFENSES.

         POINT II

         THE SENTENCE IS EXCESSIVE.

         POINT III

         CUMULATIVE ERRORS BY COUNSEL AMOUNTED TO
         INEFFECTIVE ASSISTANCE OF COUNSEL AND DENIED
         PETITIONER A FAIR TRIAL.

In a supporting certification, defendant contended that had his

attorney explored the defense of others in advance of the plea



                               9                        A-0971-16T1
hearing,     she   could    have   negotiated    a     more    favorable      plea

agreement.

      During oral argument on the petition, PCR counsel invoked

Urbina for the first time, suggesting that defendant did not

sufficiently understand the defense of others, just as Urbina

did   not    sufficiently     understand   and       knowingly      waive    self-

defense.     The prosecutor contended Urbina did not apply because

it pertained to a claim of self-defense, not defense of others.

The court agreed.

      The PCR court denied relief after applying the two-pronged

Strickland     test    and     determining      plea     counsel       was      not

constitutionally      deficient,     and   defendant          did   not     suffer

resulting prejudice.         See Strickland v. Washington, 
 668, 687 (1984); State v. Fritz, 
105 N.J. 42, 58 (1987).                        The

court accepted defendant's version of the facts, at least for

purposes of considering the petition.            In particular, the court

recited:

            Candy and the victim . . . began fighting,
            so   petitioner   and   Pugh   attempted   to
            intervene.   The victim then bit Pugh's hand
            and would not release it.     Petitioner then
            grabbed the victim in a headlock and
            released him only after the victim released
            Pugh's   hand.      The   victim   had   lost
            consciousness as a result to the headlock
            and petitioner, Candy, and Pugh then left
            the area. . . .    The victim was pronounced
            dead at the scene.




                                      10                                  A-0971-16T1
      However,    the     court      held    that    defendant      did    not    have     a

meritorious       defense        of    others       defense,       and     it     was    not

ineffective to fail to pursue a meritless defense.                              The court

reviewed the elements of the defense of others, drawing from the

elements of self-defense.              The court noted that "deadly force is

authorized only when an individual is at risk of serious bodily

harm," which is harm that "creates a substantial risk of death

or which causes serious permanent disfigurement or protracted

loss   or     impairment    of     the   function      of    any    bodily      member    or

organ," citing 
N.J.S.A. 2C:3-11(d).                  The court concluded:

               It cannot be seriously argued that biting
               someone's hand would or could cause serious
               permanent disfiguration or protracted loss
               or impairment of the function of any bodily
               member or organ.    As such, to argue this
               defense   would  be   a  frivolous  pursuit.
               Counsel is not required to pursue frivolous
               arguments in order to be effective.

The    court    denied     PCR    without      addressing      defendant's         pro    se

motion to withdraw his plea, or his contention that he failed to

present a sufficient factual basis.

                                             III.

       This     appeal   followed.            In     his    initial      merits     brief,

defendant contends:

               DEFENDANT   SHOULD    BE   ENTITLED     TO   AN
               EVIDENTIARY   HEARING    BECAUSE    HIS    PLEA
               ATTORNEY WAS INEFFECTIVE IN FAILING TO ARGUE
               THAT DEFENDANT WAS DEFENDING OTHERS.




                                              11                                   A-0971-16T1
    After           the     parties'      initial        briefing,      we     requested

supplemental          briefs     to    comment      on     whether      Urbina,      which

addressed a suggested claim of self-defense in the course of a

guilty    plea,       should     apply    to    a   defense      of   others    defense;

whether     defendant's        waiver      satisfied       Urbina's      standard       for

waiver; and, if the waiver was inadequate, whether the plea

should be set aside because defendant made a contemporaneous

claim     of        innocence.         Defendant         responded      affirmatively,

contending:

               DEFENDANT DID ASSERT A DEFENSE OF OTHERS
               DEFENSE AND THE SUPREME COURT'S DECISION IN
               STATE V. URBINA, 
221 N.J. 509 (2015) IS
               APPLICABLE.

The State, on the other hand, contended that defendant did not

articulate a defense of others, and, therefore, Urbina did not

apply.

                                           IV.

    We review the trial court's denial of PCR de novo.                               State

v. Harris, 
181 N.J. 391, 421 (2004) (stating appellate court

conducts       de    novo    review      when    PCR     court   does    not    hold     an

evidentiary hearing).            We also review de novo a decision whether

a defendant has provided an adequate factual basis for a guilty

plea.     State v. Tate, 
220 N.J. 393, 403-04 (2015).

    Our decision is largely guided by Urbina.                           In that case,

the defendant รข” a juvenile waived up to adult court รข” attempted



                                            12                                    A-0971-16T1
to plead guilty to aggravated manslaughter.             But, in the course

of his allocution, he asserted that he reached for his firearm

only after the victim began to reach for his own.              Urbina "just

wanted to have [the victim] back up," but his automatic weapon

"just went off."      Urbina, 
221 N.J. at 516.      Defense counsel then

stated that he had discussed a potential self-defense claim with

his   client,   and   advised   him   that   it   was   not    "particularly

viable."     Id. at 517.   In response to the prosecutor's request,

defendant's plea form was amended to state that he was waiving

self-defense.     Ibid.    Without reviewing the nature of a self-

defense claim, or the State's burden to disprove self-defense,

the court then asked Urbina, "And you do know . . . by pleading

today, you've waived any potential utilization of self-defense,

correct?"    Ibid.    Defendant answered yes, and the court accepted

the plea as providing an adequate factual basis.              Id. at 517-18.

Our court affirmed the conviction on direct appeal by a divided

panel, State v. Urbina, No. A-1761-11 (App. Div. July 19, 2003),

and the Supreme Court reversed.        Urbina, 

      The Urbina Court reviewed New Jersey's adherence to the

principle that a defendant must provide a comprehensive factual

basis for a plea, addressing each element of the offense.                 Id.

at 526-27.      "[I]n New Jersey, '[e]ven if a defendant wished to

plead guilty to a crime he or she did not commit, he or she may




                                      13                            A-0971-16T1
not do so.'"       Id. at 527 (quoting State v. Smullen, 
 408,   415    (1990)).      A   factual   basis   may    be     challenged   by    a

petition for post-conviction relief, as well as by a motion to

withdraw a plea,2 or by direct appeal.            Id. at 528.

       The Court also reviewed principles of self-defense, noting

that it exonerates a defendant; a defendant must have an actual,

honest, and reasonable belief รข” but not necessarily an accurate

belief รข” in the need to use reasonable force to protect oneself

against      unlawful    force;   and   the   State     bears    the   burden     to

disprove self-defense once it has been raised.                Id. at 525-26.

       The Court held that a court is obliged to inquire of a

defendant who suggests he acted in self-defense.                 Id. at 528.

              [I]f a suggestion of self-defense is raised
              in the plea colloquy, then the trial court
              must   inquire  whether   the  defendant  is
              factually asserting self-defense.     If the
              defendant states that he is not claiming
              self-defense, then the plea can be accepted.
              On the other hand, if the defendant claims
              that he used deadly force against the victim
              in the reasonable belief that his life was
              in danger, then the defendant is asserting
              that he did not commit the crime.


2
  However, the Supreme Court stated in Tate, 
that a challenge to the sufficiency of a factual basis does not
implicate the four-part standard under State v. Slater, 
198 N.J. 145 (2009).    The defendant appealed from the denial of his
motion to withdraw his plea on the grounds of an inadequate
factual basis. The Court stated, "In short, if a factual basis
has not been given to support a guilty plea, the analysis ends
and the plea must be vacated." Tate, 



                                        14                               A-0971-16T1
          [Ibid.]

    Only if the defendant abandons his factual claim of self-

defense,   may   the   defendant       then   waive   the   defense.        Ibid.

However,   the   waiver   must    be    secured    after    "'a   thorough    and

searching inquiry' into 'his or her understanding of the nature

of the right being waived and the implications that flow from

that choice.'"     Ibid. (quoting State v. Handy, 

(2013)).    In particular, "the plea judge and defense counsel

should ensure that the defendant has an understanding of self-

defense in relation to the facts of his case, and should inform

the defendant that the State has the burden to disprove the

defense if asserted."      Id. at 529.

    Consistent     with   those     principles,       the   Court    held    that

Urbina's   allocution     was    inadequate       because   the   trial     court

failed to inquire further after Urbina's suggestion of self-

defense.   Ibid.     Furthermore, the Court was "not satisfied that

[the] defendant's waiver of self-defense" sufficed.                 Ibid.

           [T]he plea judge did not ensure that [the]
           defendant truly understood the law of self-
           defense, including the requirement of a
           reasonable   and   honest  belief   in  the
           necessity of using force, or that he
           understood that the State had the burden to
           disprove self-defense once asserted. Absent
           such inquiry on the record, it is unclear
           whether defendant's plea was truly knowing,
           intelligent and voluntary.

           [Ibid. (citations omitted).]



                                       15                               A-0971-16T1
The Court concluded that the factual basis was insufficient, and

vacated the plea.        Id. at 530.

      We discern no reason why the principles set forth in Urbina

would not apply with equal force to a suggested claim of a

defense of others.            Like self-defense, it is an affirmative

defense that exonerates a defendant; it depends on an honest,

actual, and reasonable รข“ but not necessarily accurate รข“ belief

that force is necessary; and, once raised, imposes on the State

the burden to disprove it.             
N.J.S.A. 2C:3-5.           We recognize that

the   defense     includes     additional      elements.          A    defendant    must

establish: he would be justified in using such force to protect

himself    against      the   injury    threatened     to     the       other   person,


N.J.S.A.    2C:3-5(a)(1);       he     reasonably     believed          the   protected

person    would    be    justified      in    using   such    protective         force,


N.J.S.A.     2C:3-5(a)(2);        and        he   reasonably            believed      his

intervention was necessary to protect the other person, 

2C:3-5(a)(3).       Also, a person may resort to the use of deadly

force รข” in self-defense or defense of others รข” only if the

person    reasonably      believes      it    necessary      to       protect   against

"death or serious bodily harm."              

      Applying Urbina, we are persuaded that defendant suggested

a defense of others.           He contended he was asked to come to the

aid of two women.             In particular, defendant said he applied




                                         16                                     A-0971-16T1
force to the victim's neck to get him to stop biting Pugh's

hand.    Thus, he suggested he did so to protect against "serious

bodily harm" รข“ that is, "bodily harm which creates a substantial

risk of death or which causes serious, permanent disfigurement

or protracted loss or impairment of the function of any bodily

member or organ . . . ."            

       The trial court minimized the threat of harm the victim

posed    to   Pugh.       We   disagree.        Serious   bodily        harm    could

certainly result from the victim biting Pugh's hand so firmly

that Pugh could not extricate it; and so stubbornly that the

victim    would    not    relent     despite   defendant's      placement       of   a

headlock.         The    jaw   is     a   powerful    instrument.         See     The

Craniomandibular Mechanics of Being Human, Proceedings of the

Royal    Society    of    Biol.     Sciences   3579   (2010).      It    can    sever

another's digits.          See State v. Strickland, 

(La. Ct. App. 2012) (holding it was not error for the jury to

find     defendant       guilty     of    second-degree    battery       involving

"serious bodily injury" under La. Stat. Ann. 14:34-13 for biting

off the tip of victim's finger).               Defendant was not obliged to

demonstrate that such harm actually occurred.                   It would suffice


3 La. Stat. Ann. 14:34-1 defines "serious bodily injury" as
"bodily injury which involves unconsciousness, extreme physical
pain or protracted and obvious disfigurement, or protracted loss
or impairment of the function of a bodily member, organ, or
mental faculty, or a substantial risk of death."



                                          17                               A-0971-16T1
if he reasonably believed applying deadly force was necessary to

protect     against     such     serious    bodily     harm.      N.J.S.A.          2C:3-

4(b)(2).4

     As defendant suggested a defense of defense of others, the

trial court was obliged to inquire as to the facts underlying

the claimed defense.             As in Urbina, the court did not do so.

Also, as in Urbina, the court elicited a waiver of the defense

without informing defendant that: the defense of others was a

complete defense; the fact that only a reasonable and honest

belief, not an accurate belief, in the use of the force was

required; and the State would bear the burden to disprove the

defense     beyond    a   reasonable       doubt.       Thus,     as       in    Urbina,

defendant did not knowingly and intelligently waive the defense.

Therefore, he did not present a sufficient factual basis for his

plea.

     We     recognize     that    an   inadequate      factual    basis         does   not

necessarily     entitle     a    defendant      to   relief    upon    a    collateral

attack of a conviction.            "As long as a guilty plea is knowing

4
  In recognizing defendant's suggestion of a defense of others,
we do not intend to indicate any view as to the potential
success of such a defense. We note, for example, that defendant
may not avail himself of the defense if he did not reasonably
believe that the amount of force he used was needed to repel the
attack, see State v. Bryant, 
288 N.J. Super. 27, 36-37 (1996);
or if defendant "with the purpose of causing death or serious
bodily harm, provoked the use of force against himself in the
same encounter." 



                                           18                                    A-0971-16T1
and voluntary . . . a court's failure to elicit a factual basis

for the plea is not necessarily of constitutional dimension and

thus does not render illegal a sentence imposed without such

basis."      See Mitchell, 

      However, a contemporaneous claim of innocence alters the

legal significance of the lack of factual basis.                  "A factual

basis is constitutionally required . . . when there are indicia,

such as a contemporaneous claim of innocence, that the defendant

does not understand enough about the nature of the law as it

applies to the facts of the case to make a truly 'voluntary'

decision on his own."           Id. at 577 (citing McCarthy v. United

States, 
394 U.S. 459, 467 (1969)); see also State v. Barboza,


115 N.J.    415,   421   n.   1   (1989)    ("A    factual   basis   is    not

constitutionally required unless the defendant accompanies the

plea with a claim of innocence.").

      Defendant's     suggested     defense    of    others    constituted      a

contemporaneous claim of innocence that negated his guilt.                   See

State v. Munroe, 
210 N.J. 429, 445 (2012) (holding that the

defendant     presented    "a   colorable    claim   of   innocence"   in    her

assertion of self-defense).         Inasmuch as the trial court failed

5
  Moreover, the defendant in Mitchell challenged the factual
basis of his plea in a PCR petition over six-and-a-half years
after entry of the judgement, leading the Court to find the
petition "was both time-barred and procedurally barred." Tate,

220 N.J. at 407 (citing Mitchell, 



                                      19                               A-0971-16T1
to explore defendant's claimed defense, and failed to secure a

knowing and intelligent waiver after an appropriate explication

of applicable law, it cannot be said his plea was voluntary and

knowing, and violated due process.       See Barboza, 

n.1   ("A   guilty   plea   violates    due   process    and   is,   thus,

constitutionally     defective    if    it    is   not   voluntary      and

knowing.").

      Therefore, without the necessity of reaching defendant's

remaining arguments, we reverse the denial of PCR.             Defendant's

plea and conviction shall be vacated.         His prior pre-conviction

bail status shall be restored, pending trial court review within

thirty days.   The matter is remanded for trial.

      Reversed and remanded.     We do not retain jurisdiction.






                                   20                             A-0971-16T1